Eric Joseph Schneider

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 02/2021
  Avantax Investment Services, Inc.
  Houston, TX
• 01/2014 → 02/2021
  Alfred W. Zientek & Co., P.C.
  Houston, TX
• 06/2014 → 02/2021
  Avantax Advisory Services
  Houston, TX
• 02/2021 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Previous Registrations

• 2014-06-25 → 2021-02-19
  Avantax Advisory Services
  Houston, TX

Other Businesses

Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity.; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 09/21/2022; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-09
• S63 Uniform Securities Agent State Law Examination
  2014-03-28

Designations

• Certified Financial Planner

Other Names

• Eric J Schneider