Nicholas Thad Schaaf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 08/2019
  Suncoast Schools Fcu
  Tampa, FL
• 01/2014 → 08/2019
  Cuna Brokerage Services
  Waverly, IA
• 08/2019 → 05/2025
  Cuso Financial Sevices, L.P.
  San Diego, CA
• 08/2019 → Present
  Grow Financial Federal Credit Union
  New Port Richey, FL
• 05/2025 → Present
  Lpl Financial Llc
  New Port Richey, FL

Previous Registrations

• 2019-08-06 → 2025-05-15
  Cuso Financial Services, L.P.
  New Port Richey, FL
  San Diego, CA
  Spring Hill, FL
  Tampa, FL
  Lutz, FL
  Wesley Chapel, FL
  Tampa, FL
• 2015-12-28 → 2019-07-15
  Cuna Brokerage Services, Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

1. 4/23/2025: Grow Financial Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/23/2025; 160hrs/mo. during trading.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-22