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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

80 East Main St, Kings Park, NY 11754 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Financial Group Kings Park NY 01/2014 Present
Kestra Investment Services, Llc. Kings Park NY 01/2014 Present
Kestra Advisory Services, Llc Kings Park NY 04/2016 Present
  • 01/2014 → Present
    Main Street Financial Group
    Kings Park, NY
  • 01/2014 → Present
    Kestra Investment Services, Llc.
    Kings Park, NY
  • 04/2016 → Present
    Kings Park, NY
Other Businesses

Business Name: Main Street Financial Group Investment Related: Yes Address: 80 East Main Street King Park NY 11754 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep., Rep. Assistant Start Date: 10/19/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Acquiring retirement planning clients. Marketing. Administrative Asst. Business Name: Dylan Kolarcik Investment Related: No Address: 515 Old Dock Road Kings Park NY 11754 Nature of Business: Other Other/None of the Above Bartending Position, Title or Relationship: Bartender Start Date: 3/2/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: serving beer and spirits. Business Name: MMDK TAX SERVICE POSITION: Tax Preparer/Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/24/2023 ADDRESS: 220 Riviera Drive, KINGS PARK NY 11754, United States DESCRIPTION: Preparing tax Returns and being registered with the IRS Business Name: ACCESS BROKERAGE SERVICES POSITION: Other, all life insurance policies are issued through Access Brokerage NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2016 ADDRESS: 14 Roosevelt Avenue, Port Jefferson Station NY 11776 DESCRIPTION: Meeting with clients, selling insurance products to clients, reviewing and comparing existing policies. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2015 ADDRESS: 5707 Southwest Pkwy, Building 2 Ste 400, Austin TX 78735 DESCRIPTION: Registered Investment Advisor doing business with Kestra Advisory Services and Kestra Investment Services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2014-12-22

View on SEC IAPD

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