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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-23
FL RA APPROVED 2015-12-14
  • TX RA
    APPROVED
    Since 2016-08-23
  • FL RA
    APPROVED
    Since 2015-12-14

Branch Locations

1276 Metropolitan Blvd, Tallahassee, FL 32312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tallahassee FL 06/2015 Present
Bank Of America, N.A. Tallahassee FL 10/2015 Present
Other Businesses

I*4642277 Entity Type: Fiduciary role Name of OBA: A. P. G. Address: Tallahassee, Florida, 32312 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/14/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-09
  • S66 Uniform Combined State Law Examination
    2015-12-09
Other Names
  • Tony Scott Guerra

View on SEC IAPD

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