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Inactive

Anthony John Erzen

Legacy Wealth Planning

Bethalto, IL

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Current Employers
Legacy Wealth Planning

120 Mill St. Suite 2, Bethalto, IL 62010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-21
  • IL RA
    APPROVED
    Since 2022-09-21

Branch Locations

120 Mill St. Suite 2, Bethalto, IL 62010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St Louis MO 04/2018 03/2019
Illinois American Water Alton IL 03/2014 12/2016
Northwestern Mutual Investment Services Llc Fairview Hts IL 03/2019 03/2020
Carsonallaria Wealth Management, Ltd Glen Carbon IL 03/2020 07/2022
Scottrade Chicago IL 12/2016 04/2018
Legacy Wealth Planning Llc Bethalto IL 07/2022 Present
  • 04/2018 → 03/2019
    Td Ameritrade
    St Louis, MO
  • 03/2014 → 12/2016
    Illinois American Water
    Alton, IL
  • 03/2019 → 03/2020
    Northwestern Mutual Investment Services Llc
    Fairview Hts, IL
  • 03/2020 → 07/2022
    Carsonallaria Wealth Management, Ltd
    Glen Carbon, IL
  • 12/2016 → 04/2018
    Scottrade
    Chicago, IL
  • 07/2022 → Present
    Legacy Wealth Planning Llc
    Bethalto, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-08
S63 Uniform Securities Agent State Law Examination 2017-03-29
  • S66 Uniform Combined State Law Examination
    2020-05-08
  • S63 Uniform Securities Agent State Law Examination
    2017-03-29
Other Names
  • Aj Erzen
  • Anthony Erzen
  • Aj Erzen
  • Aj Erzen Erzen

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
GENESIS WEALTH MANAGEMENT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
INTEGRITY ALLIANCE, LLC.
UNIVERSAL FINANCIAL ADVISORS, LLC

Other Investors

Thomas G Lane
Gregory Owen Frazier
Kenneth W. Harmon
Andrea L Kramer
David Lee Devall
Sara Elizabeth Hinthorne
Brian Elliott Keister
JOSEF D CHIAPELLI

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Bethalto, IL
LPL FINANCIAL LLC · BETHALTO, IL
EDWARD JONES · BETHALTO, IL
EDWARD JONES · BETHALTO, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bethalto, IL
GENESIS WEALTH MANAGEMENT · EAST ALTON, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · East Alton, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · EAST ALTON, IL

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