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Gregory Owen Frazier

LPl Financial LLC

Bethalto, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-11
TX RA APPROVED_RES 2024-01-04
  • IL RA
    APPROVED
    Since 2024-01-11
  • TX RA
    APPROVED_RES
    Since 2024-01-04

Branch Locations

128 West Bethalto Blvd, Bethalto, IL 62010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Frazier Financial Services Bethalto IL 01/1997 Present
First National Bank In Staunton Bethalto IL 12/2000 01/2018
Lpl Financial Llc Bethalto IL 11/2009 01/2018
Woodbury Financial Services Inc Bethalto IL 01/2018 07/2022
Grove Point Investments Llc Rockville MD 07/2022 Present
Grove Point Advisors Llc Rockville MD 07/2022 Present
Lpl Financial Llc Bethalto IL 01/2024 Present
  • 01/1997 → Present
    Frazier Financial Services
    Bethalto, IL
  • 12/2000 → 01/2018
    First National Bank In Staunton
    Bethalto, IL
  • 11/2009 → 01/2018
    Bethalto, IL
  • 01/2018 → 07/2022
    Woodbury Financial Services Inc
    Bethalto, IL
  • 07/2022 → Present
    Grove Point Investments Llc
    Rockville, MD
  • 07/2022 → Present
    Grove Point Advisors Llc
    Rockville, MD
  • 01/2024 → Present
    Bethalto, IL
Previous Registrations
  • 2022-08-01 → 2024-01-08
    Grove Point Advisors, Llc
    Rockville, MD
    Bethalto, IL
  • 2018-01-17 → 2022-08-09
    Woodbury Financial Services, Inc.
    Bethalto, IL
    Bethalto, IL
    Chesterfield, MO
  • 2009-11-30 → 2018-01-24
    Fort Mill, SC
    Bethalto, IL
    Edwardsville, IL
    Livingston, IL
    Troy, IL
    Worden, IL
    Benld, IL
    Maryville, IL
    Mt Olive, IL
    Hamel, IL
  • 2004-02-10 → 2009-12-02
    Invest Financial Corporation
    Edwardsville, IL
    Staunton, IL
    Bethalto, IL
    Troy, IL
    Hamel, IL
    Maryville, IL
    Mt. Olive, IL
  • 2001-02-26 → 2004-02-04
    Bethalto, IL
Other Businesses

1.01/04/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Frazier Financial Services INC; Investment Related; at Reported Business Location(s); Start Date 11/28/2017; 160hrs/mth; 40hrs during trading 2.01/04/2024; Frazier Tax Services, INC; Tax Prep/Accounting/CPA; Investment Related; Bethalto,IL; Start Date 01/01/2016; 160hrs/mth; 10hrs during trading 3.01/17/2024; Schedule E on personal return; Real Estate Rental; Investment Related; 128 W Bethalto Blvd,Bethalto; Start Date 01/17/2024; 1hrs/mth; 0hrs during trading 4.04/28/2026; Toddle Towne Daycare Centers; For-Profit Board Member; Not Investment Related; East Alton,IL; Start Date 03/04/2026; 1hrs/mth; 1hrs during trading 5.07/09/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Frazier Financial Services LLC; Investment Related; at Reported Business Location(s); Start Date 07/01/2026; 100hrs/mth; 100hrs during trading 6.07/09/2026; GOFrazier Holding LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 07/01/2026; 4hrs/mth; 0hrs during trading 7.07/28/2026; Frazier Tax Services LLC; Tax Prep/Accounting/CPA; Not Investment Related; Bethalto,IL; Start Date 07/01/2026; 40hrs/mth; 4hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-15
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S65 Uniform Investment Adviser Law Examination
    1999-01-15
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15

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