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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2014 | 06/2021 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 06/2014 | 06/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 06/2021 |
| Securian Financial Services Inc | Saint Paul | MN | 06/2021 | 06/2022 |
| Minnesota Life Insurance Company | Saint Paul | MN | 06/2021 | 06/2022 |
| Ironwooddrive Financial Group | Milwaukee | WI | 06/2021 | 06/2022 |
| Harbour Investments, Inc. | Madison | WI | 06/2022 | Present |
| Littrell Financial | Lake Mills | WI | 06/2022 | Present |
1)Littrell Financial - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Nathan Littrell | 116 E Lake Street, Lake Mills, WI 53551 | Attorney | Description: Represent indigent criminal misdemeanor cases as appointed by the Office of the State Public Defender | Beginning 7/2023 | 20 hours per month, 0 hours during trading hours | Paid position | Not investment related 4)Lake Mills Fire Department | 120 Veterans Lane, Lake Mills, WI 53551 | Volunteer firefighter | Description: Attend to fires as called | Beginning 1/2022 | 20 hours per month, 2 hours during trading hours | Unpaid | Not investment related 5)Fourmore, LLC | 1600 Aspen Commons, Suite 800, Middleton, WI 53562 | Owner | Description: Sell a light duty pickup utility rack | Beginning 5/2020 | 10 hours per month 5 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-10 |
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