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Ethan Jay Schmidt

Edward Jones

Lake Mills, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-10
WI RA APPROVED 2023-03-22
  • TX RA
    APPROVED
    Since 2023-04-10
  • WI RA
    APPROVED
    Since 2023-03-22

Branch Locations

124 E Lake St, Lake Mills, WI 53551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Waukesha WI 06/2021 05/2022
Mutual Of Omaha Investor Services Waukesha WI 11/2021 05/2022
Buffalo Wild Wings Janesville WI 06/2019 06/2021
1-800-Got-Junk? Madison WI 04/2017 06/2019
Dick's Sporting Goods Madison WI 08/2016 04/2017
Edward Jones St Louis MO 01/2023 03/2025
Retirement Income Strategies Evansville WI 04/2022 10/2022
Summit Credit Union Stoughton WI 09/2022 01/2023
Edward Jones St. Louis MO 03/2025 Present
  • 06/2021 → 05/2022
    Mutual Of Omaha Insurance Company
    Waukesha, WI
  • 11/2021 → 05/2022
    Mutual Of Omaha Investor Services
    Waukesha, WI
  • 06/2019 → 06/2021
    Buffalo Wild Wings
    Janesville, WI
  • 04/2017 → 06/2019
    1-800-Got-Junk?
    Madison, WI
  • 08/2016 → 04/2017
    Dick's Sporting Goods
    Madison, WI
  • 01/2023 → 03/2025
    Edward Jones
    St Louis, MO
  • 04/2022 → 10/2022
    Retirement Income Strategies
    Evansville, WI
  • 09/2022 → 01/2023
    Summit Credit Union
    Stoughton, WI
  • 03/2025 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-21
  • S66 Uniform Combined State Law Examination
    2023-03-21

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
HARBOUR INVESTMENTS, INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

DANIEL RYAN ZEMPEL
NATHAN ALEXANDER LITTRELL
Aaron Matthew Genthe
Debra Lou Stein
Gene Michael Gorrell
ALLEN DABLE
Gregory Carl Hatzinger
DAVID STUART

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Mills, WI
HARBOUR INVESTMENTS, INC. · Lake Mills, WI
LPL FINANCIAL LLC · LAKE MILLS, WI
OSAIC WEALTH, INC. · JOHNSON CREEK, WI
OSAIC WEALTH, INC. · JOHNSON CREEK, WI
EDWARD JONES · JEFFERSON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · CAMBRIDGE, WI
CETERA INVESTMENT ADVISERS LLC · JEFFERSON, WI

More in Lake Mills, WI

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