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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-09 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
Gilbert, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Chandler | AZ | 06/2018 | 03/2020 |
| Unemployed | Scottsdale | AZ | 03/2018 | 06/2018 |
| Sudarshan Europe Bv | Amsterdam | 10/2016 | 03/2018 | |
| Page Personell | Amsterdam | 04/2016 | 10/2016 | |
| Ameriprise Financial Services, Llc | Chandler | AZ | 03/2020 | 02/2026 |
| Lpl Enterprise Llc | Phoenix | AZ | 02/2026 | Present |
1. 02/04/2026 - Andrew Hickman N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency- Phoenix AZ - Inv Related - OBA Start Date: 02/02/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 02/04/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Gilbert AZ - Inv Related - OBA Start Date: 02/02/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading" 3.02/04/2026 - Spectrum at Val Vista - Non-Profit Board Member - Gilbert AZ -Inv Related - OBA Start Date: 09/20/2024 - 2 Hour(s)/Month - 0 Hour(s) During Trading"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-02 |
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