Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

5055 Canyon Crest Drive Suite 101, Riverside, CA 92507 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 01/2014 10/2019
Western Southern Life Riverside CA 08/2011 10/2019
Prudential Insurance Company Of America Riverside CA 12/2019 Present
Pruco Securities, Llc. Riverside CA 12/2019 11/2024
Lpl Enterprise, Llc Riverside CA 11/2024 Present
  • 01/2014 → 10/2019
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2011 → 10/2019
    Western Southern Life
    Riverside, CA
  • 12/2019 → Present
    Prudential Insurance Company Of America
    Riverside, CA
  • 12/2019 → 11/2024
    Riverside, CA
  • 11/2024 → Present
    Riverside, CA
Previous Registrations
Other Businesses

1) 11/27/2024 - Jason W Nicholson Insurance and Financial Services - Sales of Service of Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At RIVERSIDE, CA - Start Date 10/23/2020 - 80hrs/mth - 80hrs/mth During Trading 2) 11/22/2024 - Skylight Integrity Holdings - Real estate entity owning multi-family properties - Real Estate Rental - Inv Related - At RIVERSIDE, CA - Start Date 09/01/2024 - 15hrs/mth - 5hrs/mth During Trading 3) 11/22/2024 - McKee Real Estate Group - By word of mouth and personal referral as well as when I naturally come across potential buyers/sellers of their real estate assets I will be in a position to make an introduction to the broker I represent, in which, I would earn a commission upon close of escrow - Mortgage/Real Estate Services - Inv Related - At RIVERSIDE, CA - Start Date 09/01/2024 - 4hrs/mth - 0hrs/mth During Trading 4) 11/20/2024 - Benefit Mall - Health Insurance Sales - Non-Variable Insurance - Inv Related - At RIVERSIDE, CA - Start Date 03/18/2022 - 2hrs/mth - 2hrs/mth During Trading 5) 11/22/2024 - The Jason W Nicholson and Katie M Nicholson Living Trust - Real Estate Rental - Trust owns single family rental properties. - INV Related - At Riverside, CA - Start Date 04/01/2022 - 2hrs/mth - 0hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-09
S63 Uniform Securities Agent State Law Examination 2014-06-04
  • S65 Uniform Investment Adviser Law Examination
    2023-08-09
  • S63 Uniform Securities Agent State Law Examination
    2014-06-04
Other Names
  • Jason W Nicholson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Riverside, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor