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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
5055 Canyon Crest Drive Suite 101, Riverside, CA 92507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 01/2014 | 10/2019 |
| Western Southern Life | Riverside | CA | 08/2011 | 10/2019 |
| Prudential Insurance Company Of America | Riverside | CA | 12/2019 | Present |
| Pruco Securities, Llc. | Riverside | CA | 12/2019 | 11/2024 |
| Lpl Enterprise, Llc | Riverside | CA | 11/2024 | Present |
1) 11/27/2024 - Jason W Nicholson Insurance and Financial Services - Sales of Service of Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At RIVERSIDE, CA - Start Date 10/23/2020 - 80hrs/mth - 80hrs/mth During Trading 2) 11/22/2024 - Skylight Integrity Holdings - Real estate entity owning multi-family properties - Real Estate Rental - Inv Related - At RIVERSIDE, CA - Start Date 09/01/2024 - 15hrs/mth - 5hrs/mth During Trading 3) 11/22/2024 - McKee Real Estate Group - By word of mouth and personal referral as well as when I naturally come across potential buyers/sellers of their real estate assets I will be in a position to make an introduction to the broker I represent, in which, I would earn a commission upon close of escrow - Mortgage/Real Estate Services - Inv Related - At RIVERSIDE, CA - Start Date 09/01/2024 - 4hrs/mth - 0hrs/mth During Trading 4) 11/20/2024 - Benefit Mall - Health Insurance Sales - Non-Variable Insurance - Inv Related - At RIVERSIDE, CA - Start Date 03/18/2022 - 2hrs/mth - 2hrs/mth During Trading 5) 11/22/2024 - The Jason W Nicholson and Katie M Nicholson Living Trust - Real Estate Rental - Trust owns single family rental properties. - INV Related - At Riverside, CA - Start Date 04/01/2022 - 2hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-04 |
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