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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-19 |
Branch Locations
20622 N Cave Creek Rd Ste 122, Phoenix, AZ 85024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Phoenix | AZ | 04/2015 | 05/2020 |
| Lpl Financial, Llc | Phoenix | AZ | 05/2020 | Present |
1. 11/01/2016 - AMERICAN FINANCIAL ASSOCIATE/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ PHOENIX, AZ 2. 11/01/2016 - AMERICAN FINANCIAL ASSOCIATE/ TAX PREP, ACCOUNTING, CPA/ INVESTMENT RELATED/ 0%/ PHOENIX, AZ 3. 01/01/2015 - AMERICAN FINANCIAL ASSOCIATE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ PHOENIX, AZ 4. 07/19/2022 - No Business Name - Investment Related - Real Estate Rental - Start Date - 07/18/2022 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-24 |
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