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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-06-29 |
Branch Locations
1781 Arona Road, North Huntingdon, PA 15642 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | North Huntingdon | PA | 02/2016 | Present |
| Stonex Advisors Inc | North Huntingdon | PA | 06/2020 | Present |
1)Admin Associates, Inc 2871 Guffey Road, Irwin, PA 15642 S corp to receive payment for Admin services rendered Non-investment related Owner 05/01/2017 1 hour spent per month and 1 hour spent during market hours 2) Maple Shade Commons LLC 2781 Arona Road Irwin, PA 15642 Nature of Business: This is an LLC that holds office space that I lease. Investment Realted: Non-Investment Related Position: Owner, member Business Duties: Maples Shade Commons holds commercial office real estate that is leased. Business Start Date: 08/28/2019 Approximate Hours Devoted to Business: 5 Approximate Hours Devoted to Business during Market Hours: 0 3) Westmoreland County Community College 125 Pavilion Ln, Youngwood, PA 15697 Nature of Business: Adult continuing education classes on various retirement topics Investment Related: Non-Investment Related Title: Instructor Duties: Instruct students on various retirement topics Start Date: 4/1/2020 Hours Devoted to Business: 2 Hours Devoted to Business during Market Hours: 0 4) PA FINANCIAL LLC 1781 ARONA RD, SUITE 3B, IRWIN, PA 15642 NATURE OF BUSINESS: ENTITY TO RECEIVE FINANCIAL SERVICE INCOME INVESTMENT RELATED: YES BUSINESS POSITION, TITLE OR ASSOCIATION: OWNER, FINANCIAL ADVISOR BUSINESS DUTIES: FINANCIAL ADVISOR PROVIDE SERVICE TO CLIENTS WITH INVESTMENT RELATIONS AS WELL AS INSURANCE POLICIES BUSINESS START DATE: 07/01/2020 APPROXIMATELY 180 HOURS SPENT ON THIS OBA MONTHLY WITH 8-9 HOURS SPENT ON THIS OBA DAILY. 5) George Strategic Wealth; 1781 Arona Road, Suite 3b, Irwin, PA 15642; Investment Related; DBA; 08/22/2024; Investment advice; 160 hrs/month 6) TAX PREP & PLANNING - 1781 ARONA ROAD, IRWIN, PA 15642 NATURE OF BUSINESS: TAX PREPARATION AND PLANNING INVESTMENT RELATED: NO BUSINESS POSITION, TITLE OR ASSOCIATION: OWNER BUSINESS DUTIES: PREPARING TAX RETURNS, GUIDING CLIENTS IN REDUCING LIFETIME TAXES PAID BUSINESS START DATE: 04/29/2025 APPROXIMATELY 16 HOURS SPENT ON THIS OBA MONTHLY, WITH 16 SPENT DURING MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-09-03 |
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