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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-12-24 |
Branch Locations
791 Northeast Dr, North Huntingdon, PA 15642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dynasty Real Estate Investments, Inc | Pittsburgh | PA | 03/2004 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2007 | 12/2016 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2007 | 12/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2018 | Present |
1.RUPP & FIORE INSURANCE MANAGEMENT INC, 12875 RTE 30, NORTH HUNTINGDON, PA, 1/2006 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 80/MO - 4/TRADING. 2.DYNASTY REAL ESTATE INVESTMENTS INC, 791 NORTHEAST DR, NORTH HUNTINGDON, PA, 3/2004 AS PRESIDENT OF MULTI-FAMILY RENTAL PROPERTY. NIR - 10/MO - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-15 |
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