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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Pittsburgh | PA | 09/1989 | 11/2024 |
| Dba James B. Ryan Insurance And Financial Services | Irwin | PA | 06/2012 | Present |
| Lpl Enterprise, Llc | Irwin | PA | 11/2024 | Present |
James B. Ryan Ins & Fin'l Services~504 Fifth Street, Irwin, PA 15642~Prudential DBA~Y~Fin'l Services Sales~06/01/2012~160 hrs/mo~100 trading hrs/mo;PIAA Basketball & Baseball Official~Various Schools throughout Western PA, Westmoreland County, PA 15642~High School Referee - WPIAL~N~Referee/Umpire~10/01/2013~40 hrs/mo~0 trading hrs/mo;Highmark BC/BS of Western PA;Kemper Investors Life Ins Co;UPMC & Highmark Affrdable Care Act Individual policies - very small percentage of Medicare spinoff business - 1/month;UPMC For Life - Medicare Advantage Plans UPDATING MEDICARE OUTSIDE APPOINTMENTS: CURRENT COMPANY APPOINTMENTS INCLUDE HIGHMARK / UPMC / AETNA / UNITED HEALTH CARE / ALL BUSINESS WRITTEN THROUGH THE GENERAL AGENCY BROKER OF HEALTH BENEFITS GROUP. POSITION: 1099 Insurance Agent - Medicare Only NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/17/2022 ADDRESS: 20 Donati Road, Suite 200, Pittsburgh PA 15241, United States DESCRIPTION: Medicare Sales - Medicare Advantage and Supplement Plans CLARITY FINANCIAL ADVISORS POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/10/2022 ADDRESS: 504 Fifth St, Irwin PA 15642, United States DESCRIPTION: Sale and service of insurance and investment products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-13 |
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