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James Bernard Ryan

LPl Enterprise, LLC

Irwin, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

504 Fifth Street, Irwin, PA 15642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Pittsburgh PA 09/1989 11/2024
Dba James B. Ryan Insurance And Financial Services Irwin PA 06/2012 Present
Lpl Enterprise, Llc Irwin PA 11/2024 Present
Previous Registrations
Other Businesses

James B. Ryan Ins & Fin'l Services~504 Fifth Street, Irwin, PA 15642~Prudential DBA~Y~Fin'l Services Sales~06/01/2012~160 hrs/mo~100 trading hrs/mo;PIAA Basketball & Baseball Official~Various Schools throughout Western PA, Westmoreland County, PA 15642~High School Referee - WPIAL~N~Referee/Umpire~10/01/2013~40 hrs/mo~0 trading hrs/mo;Highmark BC/BS of Western PA;Kemper Investors Life Ins Co;UPMC & Highmark Affrdable Care Act Individual policies - very small percentage of Medicare spinoff business - 1/month;UPMC For Life - Medicare Advantage Plans UPDATING MEDICARE OUTSIDE APPOINTMENTS: CURRENT COMPANY APPOINTMENTS INCLUDE HIGHMARK / UPMC / AETNA / UNITED HEALTH CARE / ALL BUSINESS WRITTEN THROUGH THE GENERAL AGENCY BROKER OF HEALTH BENEFITS GROUP. POSITION: 1099 Insurance Agent - Medicare Only NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/17/2022 ADDRESS: 20 Donati Road, Suite 200, Pittsburgh PA 15241, United States DESCRIPTION: Medicare Sales - Medicare Advantage and Supplement Plans CLARITY FINANCIAL ADVISORS POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/10/2022 ADDRESS: 504 Fifth St, Irwin PA 15642, United States DESCRIPTION: Sale and service of insurance and investment products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-15
S63 Uniform Securities Agent State Law Examination 1989-12-13
  • S65 Uniform Investment Adviser Law Examination
    1999-11-15
  • S63 Uniform Securities Agent State Law Examination
    1989-12-13

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