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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-02 |
| CA | RA | APPROVED | 2019-03-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Brentwood | CA | 04/2016 | 02/2017 |
| Jp Morgan Chase Bank | Beverly Hills | CA | 02/2017 | 06/2018 |
| Jp Morgan Securities, Llc | Beverly Hills | CA | 02/2017 | 03/2018 |
| City National Bank | Los Angeles | CA | 06/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 01/2019 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-06 |
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