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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-06-20
  • VA RA
    APPROVED
    Since 2019-06-20

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Yale, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Franklin VA 01/2014 05/2019
Raymond James Financial Services, Inc. Yale VA 06/2019 Present
Raymond James Financial Services Advisors Inc. Yale VA 06/2019 Present
Nottoway Financial Group Franklin VA 06/2019 03/2023
Previous Registrations
  • 2016-06-29 → 2019-05-07
    Suffolk, VA
    St Louis, MO
  • 2014-06-23 → 2015-04-16
    St Louis, MO
    Franklin, VA
Other Businesses

(1)Name of Business: JJR Investment Properties LLC Address: 22504 Stokes Road, Yale, VA, 23897, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/10/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-owner of 343 North College Drive with Jason Rebbe (spouse) and we lease it to Nottoway Financial Group LLC, independent Raymond James Branch (2)Name of Business: Rural Roots formerly Backwoods Gardening Address: Main Street, , Franklin, VA, 23852, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 06/22/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son has a garden and wants to sell his produce at the local farmers market on Saturdays in June, July, and August. \nThis is a business name he created. Since he is a minor, I had to put the farmers market license in my name on his behalf.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-25
  • S66 Uniform Combined State Law Examination
    2014-04-25
Other Names
  • Jennifer Anne Strait

View on SEC IAPD

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