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Alex W Pinn

Edelman Financial Engines

Clifton Park, NY

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-05
NY RA APPROVED 2022-10-06
  • TX RA
    APPROVED
    Since 2023-01-05
  • NY RA
    APPROVED
    Since 2022-10-06

Branch Locations

28 Corporate Drive Suite 101, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Albany NY 08/2013 09/2022
Northwestern Mutual Life Insurance Co Milwaukee WI 01/2014 09/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 09/2022
Financial Engines Advisors L.L.C. Santa Clara CA 10/2022 Present
  • 08/2013 → 09/2022
    Northwestern Mutual Investment Services, Llc
    Albany, NY
  • 01/2014 → 09/2022
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 06/2016 → 09/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-23
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KEY INVESTMENT SERVICES LLC
CETERA INVESTMENT ADVISERS LLC
OPTIMUS WEALTH MANAGEMENT GROUP, INC.
PFS INVESTMENTS INC.
BANKERS LIFE ADVISORY SERVICES, INC.
OSAIC WEALTH, INC.
EDWARD JONES

Other Investors

PAUL J WILDERS
Andrew J Bullock
LEE WILSON
Brian Mohan
CARRIE LYNN BENSON
JONATHAN J. TAMUL
John CHARLES Petersen
DANIEL P VARTIGIAN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CLIFTON PARK, NY
KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OPTIMUS WEALTH MANAGEMENT GROUP, INC. · CLIFTON PARK, NY
PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY

More in Clifton Park, NY

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