Richard Sheldon Harader

Current Employers

Employment History

• 01/2012 → Present
  Condo Rental
  Cave Creek, AZ
• 06/2001 → Present
  Harader Financial Management Group, Llc (Formerly Dicky'S Dumper
  Cave Creek, AZ
• 02/2016 → Present
  Insurance Business
  Cave Creek, AZ
• 05/2016 → Present
  Tapfin
  Birmingham, AL
• 12/2019 → Present
  Stonex Securities Inc
  Cave Creek, AZ
• 12/2019 → Present
  Stonex Advisors Inc
  Cave Creek, AZ

Previous Registrations

• 2016-02-12 → 2019-12-23
  Quest Capital Strategies, Inc.
  Cave Creek, AZ
  Laguna Hills, CA
  Laguna Hills, CA
  Lake Forest, CA
• 2014-03-31 → 2016-01-08
  Edward Jones
  Scottsdale, AZ
  St Louis, MO

Other Businesses

1) HARADER FINANCIAL MANAGEMENT GROUP, L.L.C. (FORMERLY DICKY'S DUMPERS) - INVESTMENT RELATED. 40011 N ECHO CANYON DR., CAVE CREEK, AZ 85331. NATURE OF BUSINESS: USED TO PROMOTE REP'S SECURITIES AND INSURANCE BIZ THROUGH WEBSITE. POTENTIALLY ALSO MAY BE USED FOR BUSINESS PROCESS IMPROVEMENT CONSULTING (NONE YET). 100% OWNER, POSITION: OWNER. STARTED 06/2001. 0HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: UPDATE AND MAINTAIN WEBSITE. IF CONSULTING, MEET WITH SMALL BUSINESS OWNERS/STAFF AND HELP RESOLVE BIZ CHALLENGES. 2) INSURANCE BUSINESS - NON-INVESTMENT RELATED. 38400 N SCHOOLHOUSE RD, #4687, CAVE CREEK, AZ 85331. NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE PRODUCTS. 100% OWNER, POSITION: OWNER/LICENSE HOLDER. STARTED 02/2016. 4 HRS/MO AND 0 HRS/MO DURING TRADING HRS. DUTIES: PROSPECTING, ASSESSING CLIENT NEED AND SITUATION, OFFERING INSURANCE PRODUCT OPTIONS WHERE APPROPRIATE, OBTAINING UNDERWRITING APPROVAL BY COMPLETING APPLICATION, PROVIDING TIMELY DELIVERY OF POLICY AND FOLLOWING UP AS NEEDED. 3) Trinity Fellowship 7075 E Panorama Drive Cave Creek, AZ 85331 Nature of Business: Church that is going thru 501c3 process Investment Related: Non-Investment Related Title: Director Duties: Serving on the Board/Pastoral Leadership Team. Requires meeting once a quarter (minimum) or once a month (maximum) for 1 hours meeting. Goal is to shepherd the church as it grows. Start Date: 02/16/2020 Hours Devoted to Business: Max 1 hour per month Hours Devoted to Business during Market Hours: None- only meetings occur after church service on the weekend. 4) Casita Rental - 40011 N. Echo Canyon Drive Nature of Business: Renting the Casita for additional income Investment Related: No Business Position: Owner Business Duties: Owner - Laundering of towels, changing linens, any potential repairs, restocking supplies as needed and cleaning. Business Start Date: 03/30/2025 Approximately 8 hours spent on this OBA monthly with 4 spent during market hours

Exams

• S66 Uniform Combined State Law Examination
  2012-12-08

Other Names

• Richard Sheldon Harader
• Richard Sheldon Harader