Michael Adrian Sharp

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-04
TN	RA	APPROVED	2015-04-13

TX RA
APPROVED_RES

Since 2019-02-04
TN RA
APPROVED

Since 2015-04-13

Branch Locations

6837 Peavine Rd, Fairfield Glade, TN 38558 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	Knoxville	TN	03/2015	Present
Cetera Investment Services Llc	St. Cloud	MN	04/2015	Present
Cetera Investment Advisers Llc	Knoxville	TN	04/2015	Present

03/2015 → Present

Regions Bank

Knoxville, TN
04/2015 → Present

Cetera Investment Services Llc

St. Cloud, MN
04/2015 → Present

Cetera Investment Advisers Llc

Knoxville, TN

Previous Registrations

2014-05-12 → 2015-03-18

Edward Jones

St Louis, MO

Powell, TN

Harriman, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-14

S66 Uniform Combined State Law Examination

2014-03-14

Other Names

Michael A Sharp

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews