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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-07-04 |
| AZ | RA | APPROVED | 2018-10-04 |
| TX | RA | APPROVED_RES | 2013-05-10 |
| TN | RA | APPROVED | 2011-01-24 |
Branch Locations
6731 Peavine Road, Crossville, TN 38558 • United States
225 W Avenue, Crossville, TN 38555 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Crossville | TN | 01/2011 | Present |
| Cumberland County Bank | Crossville | TN | 01/2011 | Present |
1. 2/27/2020 - One Investment of Tennessee - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-07 |
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