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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2022-06-06 |
Branch Locations
33 Bloomfield Hills Pkwy Ste 280, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Independence | Bloomfield Hills | MI | 01/2013 | 05/2019 |
| Paychex | Novi | MI | 01/2013 | 05/2019 |
| Fsc Securities Corp | Atlanta | GA | 01/2018 | 05/2019 |
| Lpl Financial | 3883 Telegraph Bloomfield Hills Ste 203 | MI | 05/2019 | Present |
1) 5/9/2019 - Real Estate Rental - 1744 Fort Street Trenton, MI 48183 2) 5/9/2019 - DBA for LPL Business (entity for LPL business) - Michigan 401k Advisors - Bloomfield Hills, MI 3) 5/9/2019 - DBA for LPL Business (entity for LPL business) - Michigan Retirement Advisors - Bloomfield Hills, MI 4) 5/9/2019 - Non-Variable Insurance - Michigan Retirement Advisors - Bloomfield Hills, MI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
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