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Aryeh David Lightman

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6285124

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-21
AZ RA APPROVED 2016-09-19
TX RA APPROVED 2016-09-06
  • CA RA
    APPROVED
    Since 2024-11-21
  • AZ RA
    APPROVED
    Since 2016-09-19
  • TX RA
    APPROVED
    Since 2016-09-06

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 01/2014 Present
Self Employed Scottsdale AZ 06/2023 Present
Self Employed Scottsdale AZ 09/2023 Present
  • 01/2014 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2023 → Present
    Self Employed
    Scottsdale, AZ
  • 09/2023 → Present
    Self Employed
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH LYFT START DATE: 6/2023 APPROX. HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): SCOTTSDALE, AZ NATURE OF BUSINESS: SELLING PERSONAL ITEMS ONLINE POSITION: OWNER START DATE: 9/2023 APPROX. HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELLING PERSONAL ITEMS ONLINE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-29
S63 Uniform Securities Agent State Law Examination 2014-02-13
  • S65 Uniform Investment Adviser Law Examination
    2016-08-29
  • S63 Uniform Securities Agent State Law Examination
    2014-02-13
Other Names
  • Ari Lightman

View on SEC IAPD

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