Andrew Sam Tran

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2018
  Morgan Stanley
  Palm Desert, CA
• 09/2018 → 12/2019
  Morgan Stanley
  Los Angeles, CA
• 01/2020 → 03/2024
  Avantax Investment Services, Inc.
  Rosemead, CA
• 01/2020 → 03/2024
  Avantax Advisory Services
  Rosemead, CA
• 01/2020 → 03/2024
  Avantax Insurance Services, Inc
  Rosemead, CA
• 01/2020 → 08/2024
  Tywl Wealth Advisors, Llc
  Rosemead, CA
• 08/2024 → Present
  Wells Fargo Clearing Services, Llc
  Irvine, CA

Previous Registrations

• 2020-01-15 → 2024-03-28
  Avantax Advisory Services
  Rosemead, CA
• 2015-07-10 → 2019-12-02
  Morgan Stanley
  Palm Desert, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-09-24