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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-05 |
| CA | RA | APPROVED | 2010-02-23 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 06/2009 | Present |
1. NOTARY PUBLIC; NORTH HOLLYWOOD, CA; NOTARIZE DOCUMENTS FOR MORGAN STANLEY CLIENTS DURING BUSINESS HOURS. NOTARIZE DOCUMENTS TO THE PUBLIC WHILE OUTSIDE OF BUSINESS HOURS; 2 HOURS AFTER BUSINESS; 2 HOURS DURING BUSINESS; 07/2013
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-08 |
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