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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Tucson | AZ | 01/2014 | Present |
| Nylife Securities Llc | Tucson | AZ | 05/2014 | Present |
| Anchor Financial Solutions Group Llc | Tucson | AZ | 05/2018 | Present |
| Eagle Strategies Llc | Tucson | AZ | 09/2018 | Present |
[QR911; 2 DIMENSIONAL BAR CODE BASED SERVICE, SECURE, INSTANT LIFE-SAVING INFORMATION, FIRST RESPONDER ACCESSIBLE, FREE BASIC SERVICE, SAVES LIVES, REDUCES PROPERTY LOSSES, NO COST TO FIRST RESPONDERS OR TAXPAYERS; NONE YET- BUSINESS IS FORMED BUT NOT UP AND RUNNING; START DATE 01/2015; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 4 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1 S Church Ave, Suite 2200, Tucson AZ 85701; Start Date 05/2018; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ANCHOR FINANCIAL SOLUTIONS GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TUCSON, AZ; START DATE: 05/2018]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-02 |
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