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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-02-16
TX RA APPROVED 2024-02-16
  • MD RA
    APPROVED
    Since 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

602 S Atwood Road Suite 208, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bel Air MD 03/2015 02/2024
Bank Of America, N.A. Bel Air MD 02/2017 02/2024
Raymond James Financial Services, Inc. Bel Air MD 02/2024 Present
Raymond James Financial Services Advisors, Inc. Bel Air MD 02/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: AS Industries LLC Address: 602 S Atwood Rd Ste 208, Bel Air, MD, 21014-4329, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/16/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Single Member Owner (2)Name of Business: Crescendo Financial Group Address: 602 S Atwood Rd Ste 208, Bel Air, MD, 21014-4329, United States Activity Type: Certified Divorce Financial Analyst Position/Title: Investment Related: Yes Start Date: 03/31/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: (3)Name of Business: Crescendo Financial Group LLC Address: 602 S Atwood Rd Ste 208, Bel Air, MD, 21014-4329, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/16/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Crescendo is our DBA name for our partnership with RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02
Designations
Other Names
  • Autumn Marie Martin
  • Autumn M Sowders

View on SEC IAPD

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