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Amy E. M. Buffington

D.A. Davidson & Co.

Great Falls, MT

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2015-06-10
  • MT RA
    APPROVED
    Since 2015-06-10

Branch Locations

8 Third Street North, Great Falls, MT 59401-3104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davidson Investment Advisors, Inc. Great Falls MT 01/2014 08/2019
D.A. Davidson & Co. Great Falls MT 08/2019 12/2021
D.A. Davidson & Co. Great Falls MT 12/2021 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC; NON-INVESTMENT RELATED; GREAT FALLS, MT; NOTARY PUBLIC FOR STATE OF MONTANA; STARTING 3/8/2013; 1 HR/QUARTER AND DURING SECURITIES TRADING HOURS; PROVIDE NOTARY SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-04
  • S66 Uniform Combined State Law Examination
    2015-06-04
Designations
Other Names
  • Amy Elizabeth Mumford
  • Amy Mumford Buffington

View on SEC IAPD

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