Amy E. M. Buffington

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2015-06-10

MT RA
APPROVED

Since 2015-06-10

Branch Locations

8 Third Street North, Great Falls, MT 59401-3104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Davidson Investment Advisors, Inc.	Great Falls	MT	01/2014	08/2019
D.A. Davidson & Co.	Great Falls	MT	08/2019	12/2021
D.A. Davidson & Co.	Great Falls	MT	12/2021	Present

01/2014 → 08/2019

Davidson Investment Advisors, Inc.

Great Falls, MT
08/2019 → 12/2021

D.A. Davidson & Co.

Great Falls, MT
12/2021 → Present

D.A. Davidson & Co.

Great Falls, MT

Previous Registrations

2015-06-11 → 2019-08-09

Davidson Investment Advisors, Inc.

Great Falls, MT

Other Businesses

NOTARY PUBLIC; NON-INVESTMENT RELATED; GREAT FALLS, MT; NOTARY PUBLIC FOR STATE OF MONTANA; STARTING 3/8/2013; 1 HR/QUARTER AND DURING SECURITIES TRADING HOURS; PROVIDE NOTARY SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-04

S66 Uniform Combined State Law Examination

2015-06-04

Designations

Certified Financial Planner

Other Names

Amy Elizabeth Mumford
Amy Mumford Buffington

View on SEC IAPD