Best Investors Account Sign in

Daniel Foraker

Realta Investment Advisors, Inc

Wilmington, DE

Claim This Profile
Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
DE RA APPROVED 2020-02-07
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • DE RA
    APPROVED
    Since 2020-02-07

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanely & Co., Llc Baltimore MD 02/2019 02/2020
Capital One Investing, Llc. Wilmington DE 12/2008 02/2019
Realta Equities, Inc. Wilmington DE 02/2020 Present
Realta Investment Advisors, Inc. Wilmington DE 02/2020 Present
  • 02/2019 → 02/2020
    Morgan Stanely & Co., Llc
    Baltimore, MD
  • 12/2008 → 02/2019
    Capital One Investing, Llc.
    Wilmington, DE
  • 02/2020 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 02/2020 → Present
    Realta Investment Advisors, Inc.
    Wilmington, DE
Previous Registrations
  • 2016-07-28 → 2019-02-12
    Capital One Advisors, Llc
    Wilmington, DE
    Mclean, VA
Other Businesses

REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. OWNER OF RENTAL PROPERTY; 505 PRIMOS AVE., FOLCROFT, PA 19632; MORTGAGE PAYMENTS; 1 HOUR PER WEEK DURING NON-BUSINESS HOURS OWNER OF RENTAL PROPERTY; 192 BARNES CORNER RD, RISING SUN, MD 21911; MORTGAGE PAYMENTS; 1 HOUR PER WEEK DURING NON-BUSINESS HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-27
S63 Uniform Securities Agent State Law Examination 2006-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-07-27
  • S63 Uniform Securities Agent State Law Examination
    2006-06-12
Other Names
  • Daniel Aaron Foraker

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor