Eric Herzog

Current Employers

Employment History

• 12/2013 → 08/2017
  Allianz Life Financial Services Llc
  Minneapolis, MN
• 09/2017 → 12/2018
  Dorn & Co, Inc.
  Fergus Falls, MN
• 12/2018 → 07/2020
  Guardian Life Insurance Company
  Fargo, ND
• 01/2019 → 07/2020
  Park Avenue Securities
  Fargo, ND
• 07/2020 → 10/2023
  United Capital Financial Advisers Llc
  Newport Beach, CA
• 10/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2020-07-20 → 2023-11-03
  United Capital Financial Advisors
  Fargo, ND
• 2019-02-04 → 2020-07-24
  Park Avenue Securities Llc
  Fargo, ND
  Minnetonka, MN
• 2017-11-14 → 2019-01-03
  Dorn & Co., Inc.
  Fergus Falls, MN

Other Businesses

1) Eric Herzog is an insurance agent licensed for life insurance, health insurance and/or annuity lines of business with United Capital Risk Management. Eric Herzog may receive compensation from insurance companies for the sales of insurance products to clients or other individuals. This gives Eric Herzog an incentive to recommend insurance products based on the compensation received rather than on the client's needs. It is important to note, however, that when Eric Herzog acts in an advisory capacity, he has a fiduciary obligation to act in your best interests. 2) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 11/2023, 10hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)

Exams

• S66 Uniform Combined State Law Examination
  2017-11-14
• S63 Uniform Securities Agent State Law Examination
  2014-01-31

Designations

Other Names

• Eric Stephen Herzog
• Eric Herzog Crpc