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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-06
  • TX RA
    APPROVED
    Since 2026-02-06

Branch Locations

116 West Blanco Road, #204, Boerne, TX 78006 • United States

401 E Sonterra Blvd Ste 100, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Investment Services San Antonio TX 01/2017 02/2026
Frost Bank San Antonio TX 01/2017 08/2019
Frost Brokerage Services San Antonio TX 03/2014 01/2017
Frost Brokerage Services San Antonio TX 01/2017 02/2026
Raymond James & Associates, Inc. Boerne TX 02/2026 Present
  • 01/2017 → 02/2026
    San Antonio, TX
  • 01/2017 → 08/2019
    Frost Bank
    San Antonio, TX
  • 03/2014 → 01/2017
    Frost Brokerage Services
    San Antonio, TX
  • 01/2017 → 02/2026
    Frost Brokerage Services
    San Antonio, TX
  • 02/2026 → Present
    Boerne, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-28
S63 Uniform Securities Agent State Law Examination 2014-05-12
  • S66 Uniform Combined State Law Examination
    2017-06-28
  • S63 Uniform Securities Agent State Law Examination
    2014-05-12

View on SEC IAPD

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