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Shoaib Sayeedi

Ubs Financial Services Inc.

Oakbrook Terrace, IL

Naperville, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-05-20
  • IL RA
    APPROVED
    Since 2015-05-20

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Oakbrook Terrace IL 05/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-20
  • S66 Uniform Combined State Law Examination
    2015-05-20

View on SEC IAPD

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Other Offices

NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
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