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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-08-31
  • SC RA
    APPROVED
    Since 2022-08-31

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

1523 Boiling Springs Rd, Boiling Springs, SC 29316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ethos Wealth Group Sylva NC 10/2013 12/2018
Capital Investment Group, Inc. Raleigh NC 01/2015 12/2018
Fortune Financial Services, Inc. Monaca PA 01/2019 12/2020
Integrated Financial Strategies, Llc Ashville NC 01/2019 08/2019
Capital Investment Advisory Services, Llc Raleigh NC 02/2018 12/2018
Shankland Financial Advisors, Llc Cashiers NC 09/2019 09/2020
Alphastar Capital Management, Llc Boiling Springs SC 08/2022 Present
Shawmut Corporation Bridgewater MA 09/2020 05/2022
Live Free Retirement Boiling Springs SC 08/2022 Present
  • 10/2013 → 12/2018
    Ethos Wealth Group
    Sylva, NC
  • 01/2015 → 12/2018
    Capital Investment Group, Inc.
    Raleigh, NC
  • 01/2019 → 12/2020
    Fortune Financial Services, Inc.
    Monaca, PA
  • 01/2019 → 08/2019
    Ashville, NC
  • 02/2018 → 12/2018
    Raleigh, NC
  • 09/2019 → 09/2020
    Cashiers, NC
  • 08/2022 → Present
    Alphastar Capital Management, Llc
    Boiling Springs, SC
  • 09/2020 → 05/2022
    Shawmut Corporation
    Bridgewater, MA
  • 08/2022 → Present
    Live Free Retirement
    Boiling Springs, SC
Previous Registrations
Other Businesses

Licensed insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-12
S63 Uniform Securities Agent State Law Examination 2014-12-05
  • S65 Uniform Investment Adviser Law Examination
    2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-12-05

View on SEC IAPD

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