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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-08-31 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
1523 Boiling Springs Rd, Boiling Springs, SC 29316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ethos Wealth Group | Sylva | NC | 10/2013 | 12/2018 |
| Capital Investment Group, Inc. | Raleigh | NC | 01/2015 | 12/2018 |
| Fortune Financial Services, Inc. | Monaca | PA | 01/2019 | 12/2020 |
| Integrated Financial Strategies, Llc | Ashville | NC | 01/2019 | 08/2019 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 02/2018 | 12/2018 |
| Shankland Financial Advisors, Llc | Cashiers | NC | 09/2019 | 09/2020 |
| Alphastar Capital Management, Llc | Boiling Springs | SC | 08/2022 | Present |
| Shawmut Corporation | Bridgewater | MA | 09/2020 | 05/2022 |
| Live Free Retirement | Boiling Springs | SC | 08/2022 | Present |
Licensed insurance agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-05 |
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