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Amy Ellen Zellner

Sugar Maple Asset Management, LLC

Sister Bay, WI

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Current Employers
Sugar Maple Asset Management, Llc

2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
WI RA APPROVED 2021-05-05
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • WI RA
    APPROVED
    Since 2021-05-05

Branch Locations

2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Admiral Asset Management Llc Green Bay WI 11/2014 11/2016
Sii Investments, Inc. Green Bay WI 06/2016 12/2017
Private Client Services Louisville KY 01/2018 11/2018
Nicolet Advisory Services, Llc Green Bay WI 08/2016 11/2018
Fortifi Bank Greenbay WI 11/2018 04/2021
Cetera Investment Advisers Llc St. Cloud MN 11/2018 04/2021
Cetera Investment Advisors Llc Greenbay WI 11/2018 04/2021
Sugar Maple Asset Management, Llc Sister Bay WI 05/2021 Present
  • 11/2014 → 11/2016
    Admiral Asset Management Llc
    Green Bay, WI
  • 06/2016 → 12/2017
    Sii Investments, Inc.
    Green Bay, WI
  • 01/2018 → 11/2018
    Private Client Services
    Louisville, KY
  • 08/2016 → 11/2018
    Nicolet Advisory Services, Llc
    Green Bay, WI
  • 11/2018 → 04/2021
    Fortifi Bank
    Greenbay, WI
  • 11/2018 → 04/2021
    Cetera Investment Advisers Llc
    St. Cloud, MN
  • 11/2018 → 04/2021
    Cetera Investment Advisors Llc
    Greenbay, WI
  • 05/2021 → Present
    Sugar Maple Asset Management, Llc
    Sister Bay, WI
Previous Registrations
  • 2018-11-21 → 2021-04-30
    Cetera Investment Advisers Llc
    Greenbay, WI
    Greenbay, WI
  • 2018-09-24 → 2018-11-19
    Nicolet Wealth Management
    Green Bay, WI
  • 2016-06-03 → 2017-12-31
    Sii Investments, Inc.
    Green Bay, WI
  • 2014-12-01 → 2016-09-26
    Admiral Asset Management, Llc
    Green Bay, WI
    Sturgeon Bay, WI
  • 2014-06-11 → 2016-06-15
    Lpl Financial Llc
    Green Bay, WI
    Sturgeon Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-06
  • S66 Uniform Combined State Law Examination
    2014-06-06

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
NICOLET WEALTH MANAGEMENT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

JEREMY PAUL SCHWAB
TERRENCE MICHAEL JACK
JEFFREY ALLAN OCKWOOD
JORDAN C BECK
ALAN MARK DEWITT
LEIGH M HOWELL
Nicole Leigh Ehlert
Ian Charles Wetzel

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SISTER BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · MENOMINEE, MI
EDWARD JONES · MENOMINEE, MI
LPL FINANCIAL LLC · MENOMINEE, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Menominee, MI
LPL FINANCIAL LLC · MENOMINEE, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Menominee, MI
EDWARD JONES · MENOMINEE, MI

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