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Current Employers
Sugar Maple Asset Management, Llc

2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
WI RA APPROVED 2016-01-08
  • TX RA
    APPROVED
    Since 2023-10-18
  • WI RA
    APPROVED
    Since 2016-01-08

Branch Locations

2580 S Bay Shore Drive Suite C, Sister Bay, WI 54234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sugar Maple Asset Management, Llc Neenah WI 01/2016 Present
Cavu Capital Partners Sister Bay WI 12/2020 Present
Previous Registrations
  • 2011-10-11 → 2016-02-03
    Green Bay, WI
    Sturgeon Bay, WI
    Sturgeon Bay, WI
  • 2013-09-18 → 2016-01-20
    Admiral Asset Management, Llc
    Sturgeon Bay, WI
  • 2010-10-07 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Greenbay, WI
  • 2005-02-23 → 2009-07-17
    Baker Tilly Investment Advisors
    Madison, WI
Other Businesses

CAVU Capital Partners President 2580 S Bay Shore Drive Suite D Sister Bay, WI 54234 Relationship began in December of 2020 The business is a private fund Jeremy works approximately 10-15 hours a month; approximately 10-15 hours a month are during trading hours Jeremy is the owner of the business and directs employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1998-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1998-09-11
Designations

View on SEC IAPD

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Other Offices

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