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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-05-19 |
Branch Locations
600 University St Ste 1328, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerald Wealth Management | Seattle | WA | 05/2026 | Present |
| Lpl Financial Llc | Seattle | WA | 05/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 01/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2014 | 01/2017 |
| Northwestern Mutual Investment Services Llc | Bellevue | WA | 07/2014 | 01/2017 |
| Unemployed | Seattle | WA | 02/2017 | 01/2018 |
| Cade Mossman | Seattle | WA | 01/2018 | 12/2020 |
| Conner Gehring | Bellevue | WA | 01/2018 | 12/2020 |
| Eric Shutt | Seattle | WA | 01/2018 | 05/2026 |
| Northwestern Mutual Investment Services Llc | Bellevue | WA | 01/2018 | 05/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2018 | 05/2026 |
| Darren Trautmann | Seattle | WA | 08/2020 | 05/2026 |
| Brendan Foor | Seattle | WA | 08/2020 | 05/2026 |
1. 4/2026 - EMERALD WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/18/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-29 |
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