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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2014 | 11/2017 |
| Prudential Insurance Company Of America | Sarasota | FL | 12/2017 | Present |
| Pruco Securities, Llc | Sarasota | FL | 12/2017 | 11/2024 |
| Innovative Asset Management | Sarasota | FL | 03/2022 | Present |
| Lpl Enterprise, Llc | Sarasota | FL | 11/2024 | Present |
1) 03/13/2025-Tavano & Associates/Stephen Thomas Tavano, LLC-Business Owner-notarize documents for friends and neighbors. NOT CLIENTS-Not Inv related-At Bradenton, FL-Start date 08/21/2012-0hrs/mth-0hrs/mth during trading 2) 03/07/2025-Innovative Asset Management-DBA for LPL Business (entity for LPL business)-Inv Related-At report business location(s)-Start date 01/26/2022-80hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-04 |
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