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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-03 |
Branch Locations
16414 San Pedro Ave Ste 100, San Antonio, TX 78232 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | San Antonio | TX | 11/2013 | 10/2018 |
| Jp Morgan Chase Bank | San Antonio | TX | 04/2013 | 10/2018 |
| Wells Fargo Bank, Na | San Antonio | TX | 10/2018 | Present |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-23 |
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