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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-08
UT RA APPROVED 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-08
  • UT RA
    APPROVED
    Since 2025-04-01

Branch Locations

1371 East 2100 South Suite 215, Salt Lake City, UT 84104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Investment Management Inc. New York NY 09/2014 04/2025
J.P. Morgan Institutional Investments Inc. New York NY 10/2014 04/2025
Raymond James Financial Services, Inc. Salt Lake City UT 04/2025 Present
Raymond James Financial Services Advisors, Inc. Salt Lake City UT 04/2025 Present
  • 09/2014 → 04/2025
    Jpmorgan Investment Management Inc.
    New York, NY
  • 10/2014 → 04/2025
    J.P. Morgan Institutional Investments Inc.
    New York, NY
  • 04/2025 → Present
    Raymond James Financial Services, Inc.
    Salt Lake City, UT
  • 04/2025 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

(1) Name of Business: STS Wealth Management Address: 1371 E 2100 S Ste 100, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Owner and Managing Member (2) Name of Business: Voyager Wealth Advisors Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Aid with vision for the business, make key decisions, and ensures the company has what it needs to operate and grow (3) Name of Business: Williams, Snow, Belote Address: 1371 E 2100 S Ste 100, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-19
S66 Uniform Combined State Law Examination 2014-03-28
  • S65 Uniform Investment Adviser Law Examination
    2025-03-19
  • S66 Uniform Combined State Law Examination
    2014-03-28
Other Names
  • Sam Snow
  • Samuel T Snow
  • Samuel Thomas Snow
  • Samuel T. Snow

View on SEC IAPD

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