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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-26
NV RA APPROVED 2025-02-26
TX RA APPROVED 2019-12-11
WA RA APPROVED 2013-12-16
  • CA RA
    APPROVED
    Since 2025-02-26
  • NV RA
    APPROVED
    Since 2025-02-26
  • TX RA
    APPROVED
    Since 2019-12-11
  • WA RA
    APPROVED
    Since 2013-12-16

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

333 Bush Street Suite 1410, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Financial Services Llc D/B/A Empirical Wealth Mgmt Seattle WA 02/2015 Present
  • 02/2015 → Present
    Empirical Financial Services Llc D/B/A Empirical Wealth Mgmt
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-11
  • S65 Uniform Investment Adviser Law Examination
    2013-12-11
Designations

View on SEC IAPD

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