Di Cournan

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-11-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Buffalo	NY	10/2013	06/2017
Charles Schwab & Co. Inc.	Westlake	TX	07/2017	09/2017
Ubs Financial Services Inc.	Fort Worth	TX	09/2017	11/2019
Morgan Stanley Smith Barney Llc	Fort Worth	TX	11/2019	Present

10/2013 → 06/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY
07/2017 → 09/2017

Charles Schwab & Co. Inc.

Westlake, TX
09/2017 → 11/2019

Ubs Financial Services Inc.

Fort Worth, TX
11/2019 → Present

Morgan Stanley Smith Barney Llc

Fort Worth, TX

2017-09-25 → 2019-11-12

Ubs Financial Services Inc.

Ft. Worth, TX
2017-08-21 → 2017-09-18

Charles Schwab & Co., Inc.

Westlake, TX
2015-04-16 → 2017-07-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-15

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