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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-09 |
| NE | RA | APPROVED | 2022-04-15 |
Branch Locations
15808 W Dodge Rd Suite 200, Omaha, NE 68118 • United States
1108 Broadway, Denison, IA 51442 • United States
101 E Main St, Clarinda, IA 51632 • United States
701 W Sheridan Ave, Shenandoah, IA 51601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 02/2016 | 08/2020 |
| Tagge Rutherford Financial Group | Omaha | NE | 02/2018 | Present |
| Lpl Financial Llc | Omaha | NE | 08/2020 | 01/2022 |
| Brokers International Financial Services | Omaha | IA | 03/2022 | Present |
1. Omaha Home For Boys; not investment related; 4343 N. 52nd St, Omaha, NE 68104; Board of Directors; Masonic Director; 02/23/2024; 3 hours per month; 0 hours during security hours; Fundraising, review of operating financials, and by-laws 2.SKODA-THURBER FOUNDATION POSITION: Vice President NATURE: Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 12/11/2018 ADDRESS: 4905 S. 131st St, Omaha NE 68137, United States DESCRIPTION: Co-founder and current board vice president. I assist with all day-to-day operations and decisions, including but not limited to, application for assistance review, distribution of funds, fundraising, and marketing. 3.VARIOUS FIXED LIFE INSURANCE COMPANIES POSITION: Sales NATURE: Various fixed life insurance companies. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 02/09/2016 ADDRESS: 15808 W. Dodge Rd, Ste 200, Omaha NE 68118, United States DESCRIPTION: Writing fixed life insurance for clients. 4.MUSTACHES FOR KIDS POSITION: Fundraiser NATURE: Non-Profit Organization. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 05/01/2016 ADDRESS: 6526 S. 172nd Ave, Omaha NE 68135, United States DESCRIPTION: I am part of approximately 250 men in the Omaha, NE area that help raise money for Mustaches for Kids.Each year, Mustaches for Kids, Omaha chooses at least one locally-based, youth-focused charity to support. We as "growers" (aka fundraisers) grow just a mustache during the month of May and help raise money for the chosen charity. 5.CURL THE TIPS BBQ, LLC POSITION: Co-Owner NATURE: Barbecue catering company INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/16/2018 ADDRESS: 907 Sally St, Papillion NE 68046, United States DESCRIPTION: Cooking barbecue 6.TR FINANCIAL GROUP POSITION: Financial Consultant NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 02/09/2016 ADDRESS: 15808 W. Dodge Rd, Ste 200, Omaha NE 68118, United States DESCRIPTION: Primary business activities include brokerage services, client servicing, and daily business activities. 7.PETERSON INVESTMENT MANAGEMENT POSITION: Financial Consultant NATURE: Employed by Monte L. Peterson, president of Peterson Investment Management, as an administrative assistant. INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 04/15/2017 ADDRESS: 15808 W. Dodge Rd, Ste 200, Omaha NE 68118, United States DESCRIPTION: Assist Monte with day-to-day operations, including but not limited to, client review preparation, business processing, client reviews/phone calls/emails.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-19 |
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