Best Investors Account Sign in
Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-09
NE RA APPROVED 2022-04-15
  • TX RA
    APPROVED_RES
    Since 2024-02-09
  • NE RA
    APPROVED
    Since 2022-04-15

Branch Locations

15808 W Dodge Rd Suite 200, Omaha, NE 68118 • United States

1108 Broadway, Denison, IA 51442 • United States

101 E Main St, Clarinda, IA 51632 • United States

701 W Sheridan Ave, Shenandoah, IA 51601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 02/2016 08/2020
Tagge Rutherford Financial Group Omaha NE 02/2018 Present
Lpl Financial Llc Omaha NE 08/2020 01/2022
Brokers International Financial Services Omaha IA 03/2022 Present
  • 02/2016 → 08/2020
    Cetera Advisors Llc
    Denver, CO
  • 02/2018 → Present
    Tagge Rutherford Financial Group
    Omaha, NE
  • 08/2020 → 01/2022
    Omaha, NE
  • 03/2022 → Present
    Brokers International Financial Services
    Omaha, IA
Previous Registrations
  • 2020-09-04 → 2022-02-23
    Omaha, NE
    Eldon, IA
    Omaha, NE
    Clarinda, IA
  • 2019-06-21 → 2020-09-01
    Cetera Advisors Llc
    Omaha, NE
Other Businesses

1. Omaha Home For Boys; not investment related; 4343 N. 52nd St, Omaha, NE 68104; Board of Directors; Masonic Director; 02/23/2024; 3 hours per month; 0 hours during security hours; Fundraising, review of operating financials, and by-laws 2.SKODA-THURBER FOUNDATION POSITION: Vice President NATURE: Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 12/11/2018 ADDRESS: 4905 S. 131st St, Omaha NE 68137, United States DESCRIPTION: Co-founder and current board vice president. I assist with all day-to-day operations and decisions, including but not limited to, application for assistance review, distribution of funds, fundraising, and marketing. 3.VARIOUS FIXED LIFE INSURANCE COMPANIES POSITION: Sales NATURE: Various fixed life insurance companies. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 02/09/2016 ADDRESS: 15808 W. Dodge Rd, Ste 200, Omaha NE 68118, United States DESCRIPTION: Writing fixed life insurance for clients. 4.MUSTACHES FOR KIDS POSITION: Fundraiser NATURE: Non-Profit Organization. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 05/01/2016 ADDRESS: 6526 S. 172nd Ave, Omaha NE 68135, United States DESCRIPTION: I am part of approximately 250 men in the Omaha, NE area that help raise money for Mustaches for Kids.Each year, Mustaches for Kids, Omaha chooses at least one locally-based, youth-focused charity to support. We as "growers" (aka fundraisers) grow just a mustache during the month of May and help raise money for the chosen charity. 5.CURL THE TIPS BBQ, LLC POSITION: Co-Owner NATURE: Barbecue catering company INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/16/2018 ADDRESS: 907 Sally St, Papillion NE 68046, United States DESCRIPTION: Cooking barbecue 6.TR FINANCIAL GROUP POSITION: Financial Consultant NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 02/09/2016 ADDRESS: 15808 W. Dodge Rd, Ste 200, Omaha NE 68118, United States DESCRIPTION: Primary business activities include brokerage services, client servicing, and daily business activities. 7.PETERSON INVESTMENT MANAGEMENT POSITION: Financial Consultant NATURE: Employed by Monte L. Peterson, president of Peterson Investment Management, as an administrative assistant. INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 04/15/2017 ADDRESS: 15808 W. Dodge Rd, Ste 200, Omaha NE 68118, United States DESCRIPTION: Assist Monte with day-to-day operations, including but not limited to, client review preparation, business processing, client reviews/phone calls/emails.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-26
S63 Uniform Securities Agent State Law Examination 2014-02-19
  • S66 Uniform Combined State Law Examination
    2019-04-26
  • S63 Uniform Securities Agent State Law Examination
    2014-02-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor