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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
CT RA APPROVED 2019-02-27
  • TX RA
    APPROVED
    Since 2026-03-23
  • CT RA
    APPROVED
    Since 2019-02-27

Branch Locations

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Shelton CT 12/2013 02/2019
Commonwealth Financial Network Waltham MA 02/2019 03/2022
Gulish & Associates, Inc. Shelton CT 02/2019 06/2026
Commonwealth Financial Network Waltham MA 03/2022 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 7/25/2022; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, MEM Financial LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 7/17/2026; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-10
S63 Uniform Securities Agent State Law Examination 2016-04-15
  • S65 Uniform Investment Adviser Law Examination
    2016-08-10
  • S63 Uniform Securities Agent State Law Examination
    2016-04-15
Designations
Other Names
  • Michael Messina

View on SEC IAPD

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