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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-09
UT RA APPROVED 2021-06-09
  • TX RA
    APPROVED
    Since 2021-06-09
  • UT RA
    APPROVED
    Since 2021-06-09

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Farmington, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kac Financial Services Ogden UT 12/2013 04/2021
Kovack Securities, Inc. Fort Lauderdale FL 10/2014 04/2021
Kovack Advisors, Inc. Fort Lauderdale FL 02/2015 04/2021
Morgan Stanley South Jordan UT 05/2021 Present
  • 12/2013 → 04/2021
    Kac Financial Services
    Ogden, UT
  • 10/2014 → 04/2021
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 02/2015 → 04/2021
    Fort Lauderdale, FL
  • 05/2021 → Present
    South Jordan, UT
Previous Registrations
Other Businesses

*436232- The Church of Jesus Christ of Latter-Day Saints; Investment related No; Salt Lake City, Utah; Civic/Religious/Community; Ward Assistant Clerk - Finance (proprietor, partner, officer, director, employee, trustee, agent); Dec 2015; During business hours: 0; After business hours: 4; Accounting/Bookkeeping, Check Signing/Funds Disbursements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
  • S66 Uniform Combined State Law Examination
    2015-02-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in South Jordan, UT

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