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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-01-13 |
| TX | RA | APPROVED | 2023-01-13 |
Branch Locations
6020 Ranch Dr C4 [Satellite], Little Rock, AR 72223 • United States
1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Hot Springs | AR | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hot Springs | AR | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 01/2023 | Present |
THE PIERCY-WHITT GROUP, LLC, INV RELATED, LITTLE ROCK, AR, 40% OWNERSHIP, START 1/1/2023, 160 HRS/MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE. PIVOT POINT, LLC, NOT INVT RELATED, LITTLE ROCK, AR, 50% OWNERSHIP, START DATE 9/1/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL INVESTMENT IN FRANCHISE BUSINESS. EPW LLC, NOT INV RELATED, LITTLE ROCK, AR, START DATE: 9/22/23, 100% OWNERSHIP, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-14 |
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