Christine Vu

Current Employers

Employment History

• 01/2014 → 10/2016
  Ameriprise Financial Services, Inc
  Austin, TX
• 10/2016 → 01/2021
  Raymond James & Associates, Inc.
  Austin, TX
• 01/2021 → 07/2022
  Cantella & Co., Inc.
  Malden, MA
• 01/2021 → 07/2026
  Live Oak Investment Partners
  Austin, TX
• 07/2008 → 09/2021
  Tys Franchise Llc
  Austin, TX
• 07/2026 → Present
  Dfpg Investments, Llc
  Sandy, UT
• 07/2026 → Present
  Diversify Advisory Services, Llc
  Sandy, UT

Previous Registrations

• 2016-10-27 → 2021-01-13
  Raymond James & Associates, Inc.
  Austin, TX
  Austin, TX
• 2014-03-10 → 2016-11-01
  Ameriprise Financial Services, Llc
  Austin, TX

Other Businesses

1. Rental property- owner. landlord for rental properties and collect rent from tenants.Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Start Date: 2/1/2014 2. Live Oak Investment Partners. DBA/RIA. This is used as a DBA for securities business done through Cantella as well as being an IAR of the RIA. under the RIA, she manages client portfolios and relationships. Hours per month devoted to this business is 160, 130 during trading hours. Start Date: 1/8/2021 3. Insurance sales-Agent. She sells and services various lines of non securities insurance products and fixed annuities. About 1 hour are devoted to this, none during trading hours. Start Date: 1/8/2021

Exams

• S66 Uniform Combined State Law Examination
  2014-03-10

Other Names

• Christine Vu
• Christine Kim Anh Vu