Nicholas Paul Mitchell

Current Employers

Employment History

• 11/2014 → Present
  Hbw Advisory Services Llc
  Simi Valley, CA
• 01/2015 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 04/2016 → Present
  Daycation Senior Activity Center
  Lincoln, CA
• 06/2017 → 12/2019
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2014-04-04 → 2014-11-13
  Waddell & Reed
  Sacramento, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES START DATE: 10/2014 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 3. NAME OF OTHER BUSINESS: DAYCATION SENIOR ACTIVITY CENTER INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADULT DAY CENTER FOR ELDERLY START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: 8% OWNER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: PASSIVE SHAREHOLDER - NO DUTIES WITH DAY TO DAY OPERATIONS

Exams

• S66 Uniform Combined State Law Examination
  2014-04-04

Designations