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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-21 |
| NC | RA | APPROVED | 2012-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Concord | NC | 07/2012 | Present |
| Bank Of America, N.A. | Concord | NC | 08/2012 | Present |
RENTAL PROPERTY; YES INVESTMENT RELATED; SILVER QUAY ,CORNELIUS, NC; 50% OWNERSHIP OF HOUSE WE USE FOR RENTAL PROPERTY; START DATE = 10/1/2009; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. MAYBE 1 HOUR PER MONTH OF DUTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-10 |
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