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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-10-29
  • OK RA
    APPROVED
    Since 2024-10-29

Branch Locations

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Oklahoma Private Wealth Oklahoma City OK 10/2013 Present
Bok Financial Securities, Inc. Oklahoma City OK 12/2023 Present
Bokf, Na Oklahoma City OK 12/2023 Present
  • 10/2013 → Present
    Bank Of Oklahoma Private Wealth
    Oklahoma City, OK
  • 12/2023 → Present
    Oklahoma City, OK
  • 12/2023 → Present
    Bokf, Na
    Oklahoma City, OK
Previous Registrations
Other Businesses

1) OPENHOUSES OF OKLAHOMA LLC NOT INVESTMENT-RELATED 221 48TH AVE NW, NORMAN,OK 73072 REAL ESTATE MARKETING PARTNER PREVIOUS EMPLOYER - RETAIN OWNERSHIP IN THE COMPANY - DEVOTE 0 HOURS TO THE OTHER BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
S65 Uniform Investment Adviser Law Examination 2014-01-22
  • S66 Uniform Combined State Law Examination
    2024-10-28
  • S65 Uniform Investment Adviser Law Examination
    2014-01-22
Designations

View on SEC IAPD

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Other Offices

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