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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-01
  • NC RA
    APPROVED
    Since 2023-06-01

Branch Locations

102 Hidden Pastures Dr Ste 205, Cramerton, NC 28032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 07/2016 05/2023
Lpl Financial Llc Cramerton NC 06/2023 Present
Previous Registrations
  • 2016-10-28 → 2023-06-03
    Gastonia, NC
    Gastonia, NC
    Gastonia, NC
    St Louis, MO
    Gastonia, NC
    Dallas, NC
    Gastonia, NC
Other Businesses

1) 05/2023 - Harbor Financial Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - Beltway Home Repair / Outside/W-2 Employment / Not Investment Related / Gastonia, NC - Start date 09/04/2018 - 2Hrs per month 3) 03/16/2026 - Legacy Financial Planning, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Gastonia, NC - Start Date 03/04/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-27
S63 Uniform Securities Agent State Law Examination 2014-01-21
  • S66 Uniform Combined State Law Examination
    2016-08-27
  • S63 Uniform Securities Agent State Law Examination
    2014-01-21
Designations
Other Names
  • Joshua Ryan Haggard

View on SEC IAPD

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