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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-01 |
Branch Locations
102 Hidden Pastures Dr Ste 205, Cramerton, NC 28032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 07/2016 | 05/2023 |
| Lpl Financial Llc | Cramerton | NC | 06/2023 | Present |
1) 05/2023 - Harbor Financial Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - Beltway Home Repair / Outside/W-2 Employment / Not Investment Related / Gastonia, NC - Start date 09/04/2018 - 2Hrs per month 3) 03/16/2026 - Legacy Financial Planning, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Gastonia, NC - Start Date 03/04/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-21 |
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