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Robert John Furlong

LPl Financial LLC

Cramerton, NC

Murrells Inlet, SC

CRD 5832439

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-10
NC RA APPROVED 2019-08-28
SC RA APPROVED 2019-07-01
  • TX RA
    APPROVED
    Since 2023-01-10
  • NC RA
    APPROVED
    Since 2019-08-28
  • SC RA
    APPROVED
    Since 2019-07-01

Branch Locations

102 Hidden Pastures Dr Ste 205, Cramerton, NC 28032 • United States

12303 Highway 707 Ste B, Murrells Inlet, SC 29576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Companies Springfield IL 08/2010 06/2019
Horace Mann Investors, Inc. Springfield IL 08/2010 06/2019
Lpl Financial Llc Murrells Inlet SC 07/2019 Present
Previous Registrations
Other Businesses

1)06/21/2019 - Harbor Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 200 hr/mth 2) 2/19/2020 - Furlong Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/02/2020 - 20 Hours Per Month During Securities Trading. 3) 2/25/2020 - No Business Name - Investment Related - 102 Hidden Pastures Dr Suite 205, Cramerton NC 28032 - Real Estate Rental - Start Date: 03/02/2020 - 1 Hour Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-19
S63 Uniform Securities Agent State Law Examination 2010-09-07
  • S65 Uniform Investment Adviser Law Examination
    2015-02-19
  • S63 Uniform Securities Agent State Law Examination
    2010-09-07
Designations
  • Certified Financial Planner
Other Names
  • Robert John Forlong

View on SEC IAPD

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