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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-10 |
| NC | RA | APPROVED | 2019-08-28 |
| SC | RA | APPROVED | 2019-07-01 |
Branch Locations
102 Hidden Pastures Dr Ste 205, Cramerton, NC 28032 • United States
12303 Highway 707 Ste B, Murrells Inlet, SC 29576 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horace Mann Companies | Springfield | IL | 08/2010 | 06/2019 |
| Horace Mann Investors, Inc. | Springfield | IL | 08/2010 | 06/2019 |
| Lpl Financial Llc | Murrells Inlet | SC | 07/2019 | Present |
1)06/21/2019 - Harbor Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 200 hr/mth 2) 2/19/2020 - Furlong Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/02/2020 - 20 Hours Per Month During Securities Trading. 3) 2/25/2020 - No Business Name - Investment Related - 102 Hidden Pastures Dr Suite 205, Cramerton NC 28032 - Real Estate Rental - Start Date: 03/02/2020 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-07 |
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